Form 10-K Reports - University at Buffalo Libraries

Articles+ (Multi-Search) BISON Catalog Electronic Journals Course Reserves Databases Forms A-Z Resources by Subject

My Library Card ILLiad Requests

Help A - Z Research Tips Instructional Services Faculty Support Student Support Alumni & Visitor Support Endnote Software

Arts & Sciences Libraries Health Sciences Library Law Library Music Library Special Collections Digital Library Center Libraries Annex

Contact Us Hours / Floor Plans Policies & Services Staff Directory Library Administration Events & Workshops Library Exhibits Employment Support Our Libraries

Instant Message

Find Library Materials


		Articles+ (Multi-Search)

		BISON Catalog

		Electronic Journals

		Course Reserve

		Databases

		Forms A-Z

		Resources by Subject

Home > Find Library Materials > Resources by Subject > Multimedia Center > Microform Collections

Microform Collections
A listing of selected microform available in the Capen Multimedia Center.

Form 10-K Reports

Description	Form 10-K Reports are detailed annual reports which publicly-traded companies must file with the U.S. Securities and Exchange Commission. In addition to financial statements, 10-K Reports provide extensive background information on the firm's operations, subsidiaries, business segments, properties, legal proceedings, and more. Lockwood Library maintains a microfiche collection of 10-K Reports covering the years 1973 - 1996. Lockwood owns microfiche for all companies listed on the New York and American Stock Exchanges at the time the report was issued. For these earlier years, the Library does not own microfiche 10-K Reports for companies listed only on regional exchanges, the NASDAQ system, or which trade over-the-counter. Lockwood stopped receiving microfiche copies of 10-K Reports in 1996, when the Library replaced its collection with Disclosure Select which includes all companies reporting to the SEC.
Location	Form 10-K Reports are available on microfiche in the CAPEN Multimedia Center at call number MicFiche HG 4028 B2D56 .
Access	Individual access is not available through the UB Libraries Catalog on BISON. 10-K Reports on microfiche are arranged alphabetically by company name, then by year within company. To determine whether a company was listed on the New York or American Stock Exchanges during the year in question, consult the "Compact D/SEC" database on CD-ROM, or ask a reference librarian.
Other Formats	Disclosure Global Access This service provides the complete text of 10-K Reports for all companies which file with the SEC, regardless of where the stock is traded. Enhanced searching and customizable formatting are available. Reports and indexes are updated on a continual basis. Lockwood's collection covers 1994 to present. EDGAR This Internet service of the U.S. Securities and Exchange Commission, provides complete text of 10-Ks for all companies filing with the SEC. In most cases, coverage is limited to recent years' reports, but coverage for many larger companies goes back as far as 1994. From the EDGAR home page, click on "Search the EDGAR Database," then "Quick Form Lookup." Compact D/SEC CD-ROM This service provides extensive summaries from all 10-K Reports dating back to 1987. Sophisticated screening and downloading capabilities can be used.

divider